4,202 XNAS Volume
XNAS 11 Apr, 2025 5:30 PM (EDT)
| Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|
| Larry G. Swets | Head of Merchant Banking | Grant, award, or other acquisition of securities at price $ 18.43 per share. | 28 Mar 2025 | 114 | 23,903 (0%) | 0% | 18.4 | 2,101 | Common Stock |
| Larry G. Swets | Head of Merchant Banking | Grant, award, or other acquisition of securities at price $ 21.75 per share. | 14 Feb 2025 | 97 | 23,579 (0%) | 0% | 21.8 | 2,110 | Common Stock |
| Larry G. Swets | Head of Merchant Banking | Grant, award, or other acquisition of securities at price $ 25.45 per share. | 31 Jan 2025 | 100 | 23,482 (0%) | 0% | 25.5 | 2,545 | Common Stock |
| G. Swets Larry | Head of Merchant Banking | Grant, award, or other acquisition of securities at price $ 27.01 per share. | 16 Dec 2024 | 85 | 23,268 (0%) | 0% | 27.0 | 2,296 | Common Stock |
| Larry G. Swets | Head of Merchant Banking | Grant, award, or other acquisition of securities at price $ 36.29 per share. | 02 Dec 2024 | 63 | 23,183 (0%) | 0% | 36.3 | 2,286 | Common Stock |
| Scott D. Wollney | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Nov 2024 | 773 | 4,163 (0%) | 0% | 0 | Common Stock | |
| D. Kyle Cerminara | Director, CEO and Chairman, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Nov 2024 | 1,623 | 40,272 (0%) | 0% | 0 | Common Stock | |
| Robert J. Roschman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Nov 2024 | 605 | 9,032 (0%) | 0% | 0 | Common Stock | |
| Ndamukong Suh | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Nov 2024 | 566 | 6,457 (0%) | 0% | 0 | Common Stock | |
| Rita Hayes | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Nov 2024 | 612 | 5,574 (0%) | 0% | 0 | Common Stock | |
| Richard E. Govignon | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Nov 2024 | 618 | 7,134 (0%) | 0% | 0 | Common Stock | |
| Michael Clark Mitchell | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Nov 2024 | 606 | 13,490 (0%) | 0% | 0 | Common Stock | |
| Scott D. Wollney | Director | Sale of securities on an exchange or to another person at price $ 30.32 per share. | 21 Nov 2024 | 550 | 3,840 (0%) | 0% | 30.3 | 16,676 | Common Stock |
| Scott D. Wollney | Director | Sale of securities on an exchange or to another person at price $ 30.61 per share. | 21 Nov 2024 | 450 | 3,390 (0%) | 0% | 30.6 | 13,775 | Common Stock |
| Larry G. Swets | Head of Merchant Banking | Grant, award, or other acquisition of securities at price $ 22.25 per share. | 05 Nov 2024 | 103 | 22,930 (0%) | 0% | 22.3 | 2,292 | Common Stock |
| Mark D. Roberson | CFO and Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Sep 2024 | 30,000 | 300,088 | - | - | Restricted Stock Units | |
| Mark D. Roberson | CFO and Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Sep 2024 | 44,475 | 270,088 (4%) | 0% | - | Common Stock | |
| D. Kyle Cerminara | Director, CEO and Chairman, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Sep 2024 | 56,375 | 927,803 (15%) | 0% | - | Common Stock | |
| D. Kyle Cerminara | Director, CEO and Chairman, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Sep 2024 | 24,999 | 952,802 | - | - | Restricted Stock Units | |
| Richard E. Govignon | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Sep 2024 | 24,999 | 155,012 | - | - | Restricted Stock Unit | |
| Richard E. Govignon | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Sep 2024 | 39,375 | 130,013 (2%) | 0% | - | Common Stock | |
| Todd Robert Major | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Sep 2024 | 37,061 | 134,106 (2%) | 0% | - | Common Stock | |
| Todd Robert Major | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Sep 2024 | 25,001 | 146,607 | - | - | Restricted Stock Unit | |
| Larry G. Swets | Head of Merchant Banking | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Sep 2024 | 299,704 | 862,693 (14%) | 4% | - | Common Stock | |
| Larry G. Swets | Head of Merchant Banking | Grant, award, or other acquisition of securities at price $ 1.07 per share. | 03 Sep 2024 | 2,142 | 562,989 (9%) | 0% | 1.1 | 2,292 | Common Stock |
| Larry G. Swets | Head of Merchant Banking | Grant, award, or other acquisition of securities at price $ 1.07 per share. | 03 Sep 2024 | 2,142 | 562,989 (9%) | 0% | 1.1 | 2,292 | Common Stock |
| Larry G. Swets | Head of Merchant Banking | Grant, award, or other acquisition of securities at price $ 0.98 per share. | 16 Aug 2024 | 2,338 | 540,014 (8%) | 0% | 1.0 | 2,291 | Common Stock |
| Larry G. Swets | Head of Merchant Banking | Grant, award, or other acquisition of securities at price $ 1.05 per share. | 01 Aug 2024 | 2,184 | 537,676 (8%) | 0% | 1.0 | 2,291 | Common Stock |
| Larry G. Swets | Head of Merchant Banking | Grant, award, or other acquisition of securities at price $ 0.99 per share. | 16 Jul 2024 | 3,141 | 535,492 (8%) | 0% | 1.0 | 3,096 | Common Stock |
| Larry G. Swets | Head of Merchant Banking | Grant, award, or other acquisition of securities at price $ 0.95 per share. | 01 Jul 2024 | 2,413 | 532,351 (8%) | 0% | 0.9 | 2,290 | Common Stock |
| Larry G. Swets | Head of Merchant Banking | Grant, award, or other acquisition of securities at price $ 1.07 per share. | 17 Jun 2024 | 2,141 | 529,938 (8%) | 0% | 1.1 | 2,291 | Common Stock |
| Larry G. Swets | Head of Merchant Banking | Grant, award, or other acquisition of securities at price $ 1.31 per share. | 03 Jun 2024 | 1,753 | 5,267,797 (86%) | 0% | 1.3 | 2,291 | Common Stock |
| Larry G. Swets | Head of Merchant Banking | Grant, award, or other acquisition of securities at price $ 1.24 per share. | 16 May 2024 | 1,848 | 526,044 (8%) | 0% | 1.2 | 2,292 | Common Stock |
| Larry G. Swets | Head of Merchant Banking | Grant, award, or other acquisition of securities at price $ 1.39 per share. | 01 May 2024 | 1,652 | 524,196 (8%) | 0% | 1.4 | 2,289 | Common Stock |
| Larry G. Swets | Head of Merchant Banking | Grant, award, or other acquisition of securities at price $ 1.50 per share. | 16 Apr 2024 | 1,527 | 521,542 (8%) | 0% | 1.5 | 2,290 | Common Stock |
| Larry G. Swets | Head of Merchant Banking | Grant, award, or other acquisition of securities at price $ 1.50 per share. | 01 Apr 2024 | 1,532 | 521,015 (8%) | 0% | 1.5 | 2,291 | Common Stock |
| Larry G. Swets | Head of Merchant Banking | Grant, award, or other acquisition of securities at price $ 1.49 per share. | 18 Mar 2024 | 1,537 | 519,483 (8%) | 0% | 1.5 | 2,291 | Common Stock |
| Larry G. Swets | Head of Merchant Banking | Grant, award, or other acquisition of securities at price $ 1.34 per share. | 01 Mar 2024 | 1,710 | 517,946 (8%) | 0% | 1.3 | 2,290 | Common Stock |
| Mark D. Roberson | CFO and Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Feb 2024 | 40,000 | 0 | - | - | Stock Options (Right to Buy) | |
| Mark D. Roberson | CFO and Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Feb 2024 | 145,613 | 145,613 (2%) | 2% | - | Common Stock | |
| Mark D. Roberson | CFO and Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Feb 2024 | 80,000 | 225,613 (3%) | 1% | - | Common Stock | |
| Mark D. Roberson | CFO and Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Feb 2024 | 20,000 | 0 | - | - | Stock Options (Right to Buy) | |
| Mark D. Roberson | CFO and Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Feb 2024 | 30,000 | 0 | - | - | Stock Options (Right to Buy) | |
| Robert J. Roschman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Feb 2024 | 128,693 | 174,693 (2%) | 2% | - | Common Stock | |
| Robert J. Roschman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Feb 2024 | 20,833 | 195,526 (3%) | 0% | - | Common Stock | |
| Ndamukong Suh | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Feb 2024 | 112,279 | 112,279 (1%) | 1% | - | Common Stock | |
| Ndamukong Suh | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Feb 2024 | 20,833 | 133,112 (2%) | 0% | - | Common Stock | |
| Larry G. Swets | Head of Merchant Banking | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Feb 2024 | 20,833 | 537,069 (8%) | 0% | - | Common Stock | |
| Larry G. Swets | Head of Merchant Banking | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Feb 2024 | 66,666 | 516,236 (8%) | 1% | - | Common Stock | |
| D. Kyle Cerminara | Director, CEO and Chairman, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Feb 2024 | 4,284,334 | 4,284,334 (70%) | 70% | - | Common Stock | |
| D. Kyle Cerminara | Director, CEO and Chairman, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Feb 2024 | 375,123 | 871,428 (14%) | 6% | - | Common Stock | |
| D. Kyle Cerminara | Director, CEO and Chairman, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Feb 2024 | 7,540 | 7,540 (0%) | 0% | - | Common Stock | |
| D. Kyle Cerminara | Director, CEO and Chairman, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Feb 2024 | 11,220 | 11,220 (0%) | 0% | - | Common Stock | |
| D. Kyle Cerminara | Director, CEO and Chairman, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Feb 2024 | 4,220 | 4,220 (0%) | 0% | - | Common Stock | |
| D. Kyle Cerminara | Director, CEO and Chairman, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Feb 2024 | 26,041 | 897,469 (14%) | 0% | - | Common Stock | |
| D. Kyle Cerminara | Director, CEO and Chairman, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Feb 2024 | 853,619 | 853,619 (13%) | 13% | - | Common Stock | |
| D. Kyle Cerminara | Director, CEO and Chairman, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Feb 2024 | 50,000 | 50,000 | - | - | Stock option | |
| D. Kyle Cerminara | Director, CEO and Chairman, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Feb 2024 | 30,000 | 30,000 | - | - | Stock option | |
| Michael Clark Mitchell | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Feb 2024 | 20,833 | 306,928 (5%) | 0% | - | Common Stock | |
| Michael Clark Mitchell | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Feb 2024 | 66,777 | 286,095 (4%) | 1% | - | Common Stock | |
| G. Larry Swets | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Feb 2024 | 130,000 | 130,000 | - | - | Stock option | |
| G. Swets Larry | Director, Chief Executive Officer | Other type of transaction at price $ 1.34 per share. | 16 Feb 2024 | 1,705 | 554,639 (9%) | 0% | 1.3 | 2,292 | Common Stock, par value $0.01 per share |
| Larry Swets G. | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2024 | 130,000 | 130,000 | - | - | Stock option | |
| Swets Larry G. | Director, Chief Executive Officer | Other type of transaction at price $ 1.52 per share. | 01 Feb 2024 | 1,512 | 552,934 (9%) | 0% | 1.5 | 2,292 | Common Stock, par value $0.01 per share |
| Larry G. Swets | Head of Merchant Banking | Grant, award, or other acquisition of securities at price $ 24.17 per share. | 24 Jan 2024 | 114 | 23,382 (0%) | 0% | 24.2 | 2,755 | Common Stock |
| Swets G. Larry | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jan 2024 | 130,000 | 130,000 | - | - | Stock option | |
| Swets G. Larry | Director, Chief Executive Officer | Other type of transaction at price $ 1.44 per share. | 16 Jan 2024 | 1,595 | 551,422 (9%) | 0% | 1.4 | 2,292 | Common Stock, par value $0.01 per share |
| Cerminara D. Kyle | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Jan 2024 | 350,000 | 610,332 (10%) | 5% | 0 | Common Stock | |
| Swets G. Larry | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jan 2024 | 130,000 | 130,000 | - | - | Stock option | |
| G. Larry Swets | Director, Chief Executive Officer | Other type of transaction at price $ 1.62 per share. | 02 Jan 2024 | 1,411 | 549,827 (9%) | 0% | 1.6 | 2,286 | Common Stock, par value $0.01 per share |
| Swets G. Larry | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Dec 2023 | 130,000 | 130,000 | - | - | Stock option | |
| Larry Swets G. | Director, Chief Executive Officer | Other type of transaction at price $ 1.39 per share. | 18 Dec 2023 | 1,648 | 550,064 (9%) | 0% | 1.4 | 2,291 | Common Stock, par value $0.01 per share |
| Swets G. Larry | Director, Chief Executive Officer | Other type of transaction at price $ 1.35 per share. | 01 Dec 2023 | 1,697 | 548,416 (8%) | 0% | 1.4 | 2,291 | Common Stock, par value $0.01 per share |
| Larry G. Swets | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Dec 2023 | 130,000 | 130,000 | - | - | Stock option | |
| Scott Wollney | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Aug 2022 | 31,645 | 71,287 (1%) | 0% | 0 | Common Stock | |
| D. Kyle Cerminara | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Aug 2022 | 31,645 | 78,286 (1%) | 0% | 0 | Common Stock | |
| E. Gray Payne | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Aug 2022 | 31,645 | 68,287 (1%) | 0% | 0 | Common Stock | |
| Rita Hayes | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Aug 2022 | 31,645 | 67,970 (1%) | 0% | 0 | Common Stock | |
| Richard E. Govignon | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Aug 2022 | 31,645 | 42,514 (0%) | 0% | 0 | Common Stock | |
| Larry G. Swets | Director, Chief Executive Officer | Other type of transaction at price $ 1.58 per share. | 21 Jun 2022 | 30,000 | 53,452 (0%) | 0% | 1.6 | 47,400 | Common Stock, par value $0.01 per share |
| Hassan R. Baqar | Executive VP & CFO | Other type of transaction at price $ 1.58 per share. | 21 Jun 2022 | 63,290 | 63,290 (1%) | 1% | 1.6 | 99,998 | Common Stock, $0.001 par value |
| Hassan R. Baqar | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 2.67 per share. | 06 Jun 2022 | 2,000 | 6,071 (0%) | 0% | 2.7 | 5,340 | Common Stock, $0.001 par value |
| Hassan R. Baqar | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 2.70 per share. | 06 Jun 2022 | 1,800 | 4,071 (0%) | 0% | 2.7 | 4,860 | Common Stock, $0.001 par value |
| Hassan R. Baqar | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 2.70 per share. | 06 Jun 2022 | 1,000 | 2,271 (0%) | 0% | 2.7 | 2,700 | Common Stock, $0.001 par value |
| Hassan R. Baqar | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 2.74 per share. | 06 Jun 2022 | 671 | 1,271 (0%) | 0% | 2.7 | 1,839 | Common Stock, $0.001 par value |
| Hassan R. Baqar | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 2.67 per share. | 06 Jun 2022 | 300 | 600 (0%) | 0% | 2.7 | 801 | Common Stock, $0.001 par value |
| Hassan R. Baqar | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 2.73 per share. | 06 Jun 2022 | 100 | 100 (0%) | 0% | 2.7 | 273 | Common Stock, $0.001 par value |
| Hassan R. Baqar | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 2.67 per share. | 06 Jun 2022 | 200 | 300 (0%) | 0% | 2.7 | 534 | Common Stock, $0.001 par value |
| Hassan R. Baqar | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 2.70 per share. | 06 Jun 2022 | 2,200 | 8,271 (0%) | 0% | 2.7 | 5,940 | Common Stock, $0.001 par value |
| Scott Wollney | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Dec 2021 | 14,492 | 39,642 (0%) | 0% | 0 | Common Stock | |
| D. Kyle Cerminara | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Dec 2021 | 14,492 | 46,641 (0%) | 0% | 0 | Common Stock | |
| Dennis A. Wong | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Dec 2021 | 14,492 | 46,808 (0%) | 0% | 0 | Common Stock | |
| E. Gray Payne | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Dec 2021 | 14,492 | 36,642 (0%) | 0% | 0 | Common Stock | |
| Rita Hayes | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Dec 2021 | 14,492 | 36,325 (0%) | 0% | 0 | Common Stock | |
| Richard E. Govignon | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Dec 2021 | 10,869 | 10,869 (0%) | 0% | 0 | Common Stock | |
| Larry G. Swets | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 25.10 per share. | 15 Sep 2021 | 10,000 | 10,000 | - | 25.1 | 251,000 | 8.00% Cumulative Preferred Stock, Series A, $25.00 par value |
| Scott Wollney | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Aug 2020 | 8,714 | 25,150 (0%) | 0% | 0 | Common Stock | |
| D. Kyle Cerminara | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Aug 2020 | 8,714 | 32,149 (0%) | 0% | 0 | Common Stock | |
| Dennis A. Wong | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Aug 2020 | 8,714 | 28,816 (0%) | 0% | 0 | Common Stock | |
| Lewis M. Johnson | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Aug 2020 | 8,714 | 30,369 (0%) | 0% | 0 | Common Stock | |
| E. Gray Payne | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Aug 2020 | 8,714 | 22,150 (0%) | 0% | 0 | Common Stock | |
| Rita Hayes | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Aug 2020 | 8,714 | 21,833 (0%) | 0% | 0 | Common Stock | |
| Marsha G. King | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Aug 2020 | 8,714 | 22,833 (0%) | 0% | 0 | Common Stock | |
| John S. Hill | EVP, Secretary & CFO | Purchase of securities on an exchange or from another person at price $ 20.60 per share. | 16 Apr 2020 | 100 | 100 | - | 20.6 | 2,060 | 8.00% Cumulative Preferred Stock, Series A, $25.00 par value |
| Larry G. Swets | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Aug 2019 | 7,722 | 23,452 (0%) | 0% | 0 | Common Stock | |
| Scott Wollney | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Aug 2019 | 7,722 | 16,436 (0%) | 0% | 0 | Common Stock | |
| D. Kyle Cerminara | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Aug 2019 | 7,722 | 23,435 (0%) | 0% | 0 | Common Stock | |
| Dennis A. Wong | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Aug 2019 | 7,722 | 20,102 (0%) | 0% | 0 | Common Stock | |
| Lewis M. Johnson | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Aug 2019 | 7,722 | 21,655 (0%) | 0% | 0 | Common Stock, $0.001 par value | |
| E. Gray Payne | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Aug 2019 | 7,722 | 13,436 (0%) | 0% | 0 | Common Stock | |
| Rita Hayes | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Aug 2019 | 7,722 | 13,119 (0%) | 0% | 0 | Common Stock | |
| Marsha G. King | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Aug 2019 | 7,722 | 14,119 (0%) | 0% | 0 | Common Stock | |
| Rita Hayes | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Jan 2019 | 5,397 | 5,397 (0%) | 0% | 0 | Common Stock | |
| Marsha G. King | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Jan 2019 | 5,397 | 6,397 (0%) | 0% | 0 | Common Stock | |
| Larry G. Swets | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Aug 2018 | 5,714 | 15,730 (0%) | 0% | 0 | Common Stock | |
| Scott Wollney | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Aug 2018 | 5,714 | 8,714 (0%) | 0% | 0 | Common Stock | |
| John S. Hill | VP, Secretary & CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Aug 2018 | 1,000 | 40,000 (0%) | 0% | 0 | Common Stock | |
| John S. Hill | VP, Secretary & CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Aug 2018 | 1,000 | 41,000 (0%) | 0% | 0 | Common Stock | |
| D. Kyle Cerminara | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Aug 2018 | 5,714 | 15,713 (0%) | 0% | 0 | Common Stock | |
| Dennis A. Wong | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Aug 2018 | 5,714 | 12,380 (0%) | 0% | 0 | Common Stock | |
| Lewis M. Johnson | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Aug 2018 | 5,714 | 13,933 (0%) | 0% | 0 | Common Stock | |
| E. Gray Payne | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Aug 2018 | 5,714 | 5,714 (0%) | 0% | 0 | Common Stock | |
| Daniel E. Case | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Jun 2018 | 136,054 | 204,081 (3%) | 2% | 0 | Common Stock, $0.001 par value | |
| Daniel E. Case | Chief Operating Officer | Purchase of securities on an exchange or from another person at price $ 7.83 per share. | 29 May 2018 | 1,756 | 67,727 (1%) | 0% | 7.8 | 13,749 | Common Stock, $0.001 par value |
| Daniel E. Case | Chief Operating Officer | Purchase of securities on an exchange or from another person at price $ 7.89 per share. | 24 May 2018 | 1,613 | 65,971 (1%) | 0% | 7.9 | 12,727 | Common Stock, $0.001 par value |
| Daniel E. Case | Chief Operating Officer | Purchase of securities on an exchange or from another person at price $ 7.45 per share. | 24 May 2018 | 1,613 | 64,358 (1%) | 0% | 7.5 | 12,017 | Common Stock, $0.001 par value |
| Daniel E. Case | Chief Operating Officer | Purchase of securities on an exchange or from another person at price $ 7.72 per share. | 21 May 2018 | 1,613 | 62,745 (1%) | 0% | 7.7 | 12,452 | Common Stock, $0.001 par value |
| Daniel E. Case | Chief Operating Officer | Purchase of securities on an exchange or from another person at price $ 7.85 per share. | 21 May 2018 | 1,613 | 61,132 (1%) | 0% | 7.8 | 12,662 | Common Stock, $0.001 par value |
| Daniel E. Case | Chief Operating Officer | Purchase of securities on an exchange or from another person at price $ 7.80 per share. | 21 May 2018 | 1,613 | 59,519 (0%) | 0% | 7.8 | 12,581 | Common Stock, $0.001 par value |
| John S. Hill | VP, Secretary & CFO | Purchase of securities on an exchange or from another person at price $ 7.30 per share. | 16 May 2018 | 500 | 9,500 (0%) | 0% | 7.3 | 3,650 | Common Stock, $0.001 par value |
| Daniel E. Case | Chief Operating Officer | Purchase of securities on an exchange or from another person at price $ 7.40 per share. | 16 May 2018 | 810 | 57,086 (0%) | 0% | 7.4 | 5,994 | Common Stock, $0.001 par value |
| Daniel E. Case | Chief Operating Officer | Purchase of securities on an exchange or from another person at price $ 7.74 per share. | 16 May 2018 | 810 | 57,906 (0%) | 0% | 7.7 | 6,269 | Common Stock, $0.001 par value |
| Daniel E. Case | Chief Operating Officer | Purchase of securities on an exchange or from another person at price $ 7.30 per share. | 16 May 2018 | 10 | 57,096 (0%) | 0% | 7.3 | 73 | Common Stock, $0.001 par value |
| Larry G. Swets | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Dec 2017 | 6,666 | 10,016 (0%) | 0% | 0 | Common Stock | |
| Douglas N. Raucy | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Dec 2017 | 40,000 | 60,000 (1%) | 0% | 0 | Common Stock | |
| John S. Hill | VP, Secretary & CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Dec 2017 | 32,000 | 39,000 (0%) | 0% | 0 | Common Stock | |
| Dean E. Stroud | Chief Underwriting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Dec 2017 | 3,000 | 4,500 (0%) | 0% | 0 | Common Stock | |
| Joshua S. Horowitz | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Dec 2017 | 6,666 | 17,566 (0%) | 0% | 0 | Common Stock, $0.001 par value | |
| D. Kyle Cerminara | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Dec 2017 | 6,666 | 9,999 (0%) | 0% | 0 | Common Stock | |
| Dennis A. Wong | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Dec 2017 | 6,666 | 6,666 (0%) | 0% | 0 | Common Stock | |
| Lewis M. Johnson | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Dec 2017 | 6,666 | 8,219 (0%) | 0% | 0 | Common Stock | |
| Dean E. Stroud | Chief Underwriting Officer | Purchase of securities on an exchange or from another person at price $ 7.68 per share. | 20 Nov 2017 | 1,500 | 1,500 (0%) | 0% | 7.7 | 11,520 | Common Stock, $0.001 par value |
| Daniel E. Case | Chief Operating Officer | Purchase of securities on an exchange or from another person at price $ 7.63 per share. | 20 Nov 2017 | 2,107 | 56,276 (0%) | 0% | 7.6 | 16,076 | Common Stock, $0.001 par value |
| Daniel E. Case | Chief Operating Officer | Purchase of securities on an exchange or from another person at price $ 7.62 per share. | 20 Nov 2017 | 2,107 | 54,169 (0%) | 0% | 7.6 | 16,055 | Common Stock, $0.001 par value |
| Douglas N. Raucy | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 7.26 per share. | 17 Nov 2017 | 3,000 | 15,000 (0%) | 0% | 7.3 | 21,780 | Common Stock, $0.001 par value |
| Douglas N. Raucy | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 7.69 per share. | 17 Nov 2017 | 5,000 | 20,000 (0%) | 0% | 7.7 | 38,450 | Common Stock, $0.001 par value |
| John S. Hill | VP, Secretary & CFO | Purchase of securities on an exchange or from another person at price $ 7.35 per share. | 16 Nov 2017 | 1,000 | 9,000 (0%) | 0% | 7.4 | 7,350 | Common Stock, $0.001 par value |
| John S. Hill | VP, Secretary & CFO | Purchase of securities on an exchange or from another person at price $ 7.24 per share. | 16 Nov 2017 | 2,100 | 8,000 (0%) | 0% | 7.2 | 15,204 | Common Stock, $0.001 par value |
| Daniel E. Case | Chief Operating Officer | Purchase of securities on an exchange or from another person at price $ 7.35 per share. | 16 Nov 2017 | 985 | 52,062 (0%) | 0% | 7.4 | 7,240 | Common Stock, $0.001 par value |
| Daniel E. Case | Chief Operating Officer | Purchase of securities on an exchange or from another person at price $ 7.25 per share. | 16 Nov 2017 | 985 | 51,077 (0%) | 0% | 7.2 | 7,141 | Common Stock, $0.001 par value |
| Daniel E. Case | Chief Operating Officer | Purchase of securities on an exchange or from another person at price $ 8.10 per share. | 15 Sep 2017 | 3,278 | 50,092 (0%) | 0% | 8.1 | 26,552 | Common Stock, $0.001 par value |
| Daniel E. Case | Chief Operating Officer | Purchase of securities on an exchange or from another person at price $ 8.00 per share. | 14 Sep 2017 | 300 | 68,027 (1%) | 0% | 8 | 2,400 | Common Stock, $0.001 par value |
| Daniel E. Case | Chief Operating Officer | Purchase of securities on an exchange or from another person at price $ 7.33 per share. | 07 Sep 2017 | 786 | 14,203 (0%) | 0% | 7.3 | 5,761 | Common Stock, $0.001 par value |
| Daniel E. Case | Chief Operating Officer | Purchase of securities on an exchange or from another person at price $ 7.40 per share. | 07 Sep 2017 | 1,586 | 13,417 (0%) | 0% | 7.4 | 11,736 | Common Stock, $0.001 par value |
| Daniel E. Case | Chief Operating Officer | Purchase of securities on an exchange or from another person at price $ 7.64 per share. | 07 Sep 2017 | 812 | 15,015 (0%) | 0% | 7.6 | 6,204 | Common Stock, $0.001 par value |
| John S. Hill | VP, Secretary & CFO | Purchase of securities on an exchange or from another person at price $ 7.30 per share. | 06 Sep 2017 | 796 | 7,000 (0%) | 0% | 7.3 | 5,811 | Common Stock, $0.001 par value |
| John S. Hill | VP, Secretary & CFO | Purchase of securities on an exchange or from another person at price $ 7.30 per share. | 06 Sep 2017 | 200 | 5,200 (0%) | 0% | 7.3 | 1,460 | Common Stock, $0.001 par value |
| John S. Hill | VP, Secretary & CFO | Purchase of securities on an exchange or from another person at price $ 7.36 per share. | 06 Sep 2017 | 700 | 5,900 (0%) | 0% | 7.4 | 5,152 | Common Stock, $0.001 par value |
| John S. Hill | VP, Secretary & CFO | Purchase of securities on an exchange or from another person at price $ 7.90 per share. | 24 Aug 2017 | 129 | 6,204 (0%) | 0% | 7.9 | 1,019 | Common Stock, $0.001 par value |
| John S. Hill | VP, Secretary & CFO | Purchase of securities on an exchange or from another person at price $ 7.95 per share. | 22 Aug 2017 | 500 | 5,000 (0%) | 0% | 8.0 | 3,975 | Common Stock, $0.001 par value |
| John S. Hill | VP, Secretary & CFO | Purchase of securities on an exchange or from another person at price $ 7.89 per share. | 22 Aug 2017 | 37 | 6,075 (0%) | 0% | 7.9 | 292 | Common Stock, $0.001 par value |
| John S. Hill | VP, Secretary & CFO | Purchase of securities on an exchange or from another person at price $ 7.62 per share. | 15 Aug 2017 | 296 | 4,500 (0%) | 0% | 7.6 | 2,256 | Common Stock, $0.001 par value |
| John S. Hill | VP, Secretary & CFO | Purchase of securities on an exchange or from another person at price $ 7.52 per share. | 15 Aug 2017 | 33 | 6,038 (0%) | 0% | 7.5 | 248 | Common Stock, $0.001 par value |
| John S. Hill | VP, Secretary & CFO | Purchase of securities on an exchange or from another person at price $ 7.64 per share. | 15 Aug 2017 | 1,204 | 4,204 (0%) | 0% | 7.6 | 9,199 | Common Stock, $0.001 par value |
| John S. Hill | VP, Secretary & CFO | Purchase of securities on an exchange or from another person at price $ 7.15 per share. | 15 Aug 2017 | 2,005 | 6,005 (0%) | 0% | 7.2 | 14,336 | Common Stock, $0.001 par value |
| Joshua S. Horowitz | None | Purchase of securities on an exchange or from another person at price $ 7.21 per share. | 15 Aug 2017 | 500 | 10,900 (0%) | 0% | 7.2 | 3,605 | Common Stock, $0.001 par value |
| Daniel E. Case | Chief Operating Officer | Purchase of securities on an exchange or from another person at price $ 7.25 per share. | 15 Aug 2017 | 750 | 11,831 (0%) | 0% | 7.3 | 5,438 | Common Stock, $0.001 par value |
| Daniel E. Case | Chief Operating Officer | Purchase of securities on an exchange or from another person at price $ 8.29 per share. | 15 Jun 2017 | 7 | 11,081 (0%) | 0% | 8.3 | 58 | Common Stock, $0.001 par value |
| Larry G. Swets | None | Purchase of securities on an exchange or from another person at price $ 8.20 per share. | 13 Jun 2017 | 3,350 | 3,350 (0%) | 0% | 8.2 | 27,470 | Common Stock, $0.001 par value |
| Dennis A. Wong | None | Purchase of securities on an exchange or from another person at price $ 8.35 per share. | 13 Jun 2017 | 1,000 | 3,500 (0%) | 0% | 8.4 | 8,350 | Common Stock, $0.001 par value |
| Lewis M. Johnson | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 8.35 per share. | 13 Jun 2017 | 780 | 780 (0%) | 0% | 8.4 | 6,513 | Common Stock, $0.001 par value |
| Lewis M. Johnson | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 8.35 per share. | 13 Jun 2017 | 1,000 | 1,000 (0%) | 0% | 8.4 | 8,350 | Common Stock, $0.001 par value |
| Lewis M. Johnson | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 8.28 per share. | 13 Jun 2017 | 1,553 | 1,553 (0%) | 0% | 8.3 | 12,859 | Common Stock, $0.001 par value |
| Daniel E. Case | Chief Operating Officer | Purchase of securities on an exchange or from another person at price $ 8.00 per share. | 09 Jun 2017 | 3,558 | 11,074 (0%) | 0% | 8 | 28,464 | Common Stock, $0.001 par value |
| Douglas N. Raucy | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 7.90 per share. | 08 Jun 2017 | 2,737 | 12,000 (0%) | 0% | 7.9 | 21,622 | Common Stock, $0.001 par value |
| Douglas N. Raucy | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 7.85 per share. | 08 Jun 2017 | 3,000 | 9,263 (0%) | 0% | 7.9 | 23,550 | Common Stock, $0.001 par value |
| Douglas N. Raucy | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 7.80 per share. | 08 Jun 2017 | 3,000 | 6,263 (0%) | 0% | 7.8 | 23,400 | Common Stock, $0.001 par value |
| Douglas N. Raucy | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 7.78 per share. | 08 Jun 2017 | 1,472 | 3,263 (0%) | 0% | 7.8 | 11,452 | Common Stock, $0.001 par value |
| John S. Hill | VP, Secretary & CFO | Purchase of securities on an exchange or from another person at price $ 7.78 per share. | 07 Jun 2017 | 1,000 | 4,000 (0%) | 0% | 7.8 | 7,780 | Common Stock, $0.001 par value |
| John S. Hill | VP, Secretary & CFO | Purchase of securities on an exchange or from another person at price $ 7.80 per share. | 07 Jun 2017 | 3,000 | 7,000 (0%) | 0% | 7.8 | 23,400 | Common Stock, $0.001 par value |
| Douglas N. Raucy | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 7.75 per share. | 06 Jun 2017 | 1,791 | 1,791 (0%) | 0% | 7.7 | 13,880 | Common Stock, $0.001 par value |
| John S. Hill | VP, Secretary & CFO | Purchase of securities on an exchange or from another person at price $ 7.80 per share. | 05 Jun 2017 | 3,000 | 3,000 (0%) | 0% | 7.8 | 23,400 | Common Stock, $0.001 par value |
| Joshua S. Horowitz | None | Purchase of securities on an exchange or from another person at price $ 7.85 per share. | 05 Jun 2017 | 3,400 | 10,400 (0%) | 0% | 7.9 | 26,690 | Common Stock, $0.001 par value |
| D. Kyle Cerminara | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 7.80 per share. | 05 Jun 2017 | 3,333 | 3,333 (0%) | 0% | 7.8 | 25,997 | Common Stock, $0.001 par value |
| Dennis A. Wong | None | Purchase of securities on an exchange or from another person at price $ 7.80 per share. | 05 Jun 2017 | 1,500 | 2,500 (0%) | 0% | 7.8 | 11,700 | Common Stock, $0.001 par value |
| Dennis A. Wong | None | Purchase of securities on an exchange or from another person at price $ 7.70 per share. | 05 Jun 2017 | 1,000 | 1,000 (0%) | 0% | 7.7 | 7,700 | Common Stock, $0.001 par value |
| Daniel E. Case | Chief Operating Officer | Purchase of securities on an exchange or from another person at price $ 7.84 per share. | 05 Jun 2017 | 3,558 | 3,958 (0%) | 0% | 7.8 | 27,895 | Common Stock, $0.001 par value |
| Daniel E. Case | Chief Operating Officer | Purchase of securities on an exchange or from another person at price $ 7.80 per share. | 05 Jun 2017 | 3,558 | 7,516 (0%) | 0% | 7.8 | 27,752 | Common Stock, $0.001 par value |
| Daniel E. Case | Chief Operating Officer | Purchase of securities on an exchange or from another person at price $ 7.70 per share. | 05 Jun 2017 | 400 | 400 (0%) | 0% | 7.7 | 3,080 | Common Stock, $0.001 par value |
| Douglas N. Raucy | Director, President and CEO | Sale or transfer of securities back to the company at price $ 0.00 per share. | 14 Jun 2016 | 66,066 | 0 | - | - | Option (right to buy) | |
| Douglas N. Raucy | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2016 | 66,066 | 66,066 | - | - | Option (right to buy) | |
| Joshua S. Horowitz | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 17 May 2016 | 2,000 | 7,000 | - | - | Common Stock | |
| Joshua S. Horowitz | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 17 May 2016 | 1,000 | 3,000 | - | - | Common Stock | |
| Douglas N. Raucy | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Dec 2015 | 66,066 | 66,066 | - | - | Option (right to buy) | |
| Douglas N. Raucy | Director, President and CEO | Sale or transfer of securities back to the company at price $ 0.00 per share. | 15 Dec 2015 | 66,066 | 0 | - | - | Option (right to buy) | |
| Joshua S. Horowitz | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 21 Aug 2015 | 1,000 | 5,000 | - | - | Common Stock | |
| Douglas N. Raucy | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 May 2015 | 66,066 | 66,066 | - | - | Option (right to buy | |
| Douglas N. Raucy | Director, President and CEO | Sale or transfer of securities back to the company at price $ 0.00 per share. | 29 May 2015 | 66,066 | 0 | - | - | Option (right to buy) | |
| Douglas N. Raucy | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 May 2015 | 12,500 | 12,500 | - | - | Restricted Stock Units | |
| John S. Hill | Vice President and CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 May 2015 | 4,000 | 4,000 | - | - | Restricted Stock Units | |
| Dean Stroud | VP/Chief Underwriting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 May 2015 | 4,000 | 4,000 | - | - | Restricted Stock Units | |
| Joshua S. Horowitz | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 20 May 2015 | 2,000 | 4,000 | - | - | Common Stock | |
| Joshua S. Horowitz | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 20 May 2015 | 1,000 | 2,000 | - | - | Common Stock | |
| Douglas N. Raucy | Director, President and CEO | Sale or transfer of securities back to the company at price $ 0.00 per share. | 13 Mar 2015 | 66,066 | 0 | - | - | Option (right to buy) | |
| Douglas N. Raucy | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Mar 2015 | 66,066 | 66,066 | - | - | Option (right to buy) | |
| Gordon G. Pratt | None | Gift of securities by or to the insider at price $ 0.00 per share. | 13 Feb 2015 | 312,500 | 0 | - | - | Warrants | |
| Gordon G. Pratt | None | Gift of securities by or to the insider at price $ 0.00 per share. | 13 Feb 2015 | 312,500 | 312,500 | - | - | Warrants | |
| Douglas N. Raucy | Director, President & CEO | Sale or transfer of securities back to the company at price $ 0.00 per share. | 19 Jun 2014 | 66,066 | 0 | - | - | Option (right to buy) | |
| Douglas N. Raucy | Director, President & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jun 2014 | 66,066 | 66,066 | - | - | Option (right to buy | |
| Leo Christopher Saenger | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 10 Jun 2014 | 6,200 | 18,700 | - | - | Common Stock | |
| Gordon G. Pratt | Director, Ten Percent Owner | 04 Apr 2014 | 312,500 | 312,500 | - | - | Common Stock | ||
| Gordon G. Pratt | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Apr 2014 | 1,415 | 1,415 | - | - | Option (right to buy) | |
| Gordon G. Pratt | Director, Ten Percent Owner | 04 Apr 2014 | 312,500 | 312,500 | - | - | Warrants | ||
| Gordon G. Pratt | Director, Ten Percent Owner | 04 Apr 2014 | 80,000 | 0 | - | - | Series A Convertible Preferred Stock | ||
| Larry G. Swets | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Apr 2014 | 1,415 | 1,415 | - | - | Option (right to buy) | |
| Hassan Baqar | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Apr 2014 | 1,415 | 1,415 | - | - | Option (right to buy) | |
| Douglas N. Raucy | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Apr 2014 | 5,663 | 5,663 | - | - | Option (right to buy) | |
| John S. Hill | Vice President and CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Apr 2014 | 935 | 935 | - | - | Option (right to buy) | |
| Dean Stroud | Other | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Apr 2014 | 1,897 | 1,897 | - | - | Option (right to buy) | |
| Leo Christopher Saenger | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 04 Apr 2014 | 12,500 | 12,500 | - | - | Common Stock | |
| Leo Christopher Saenger | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Apr 2014 | 1,415 | 1,415 | - | - | Option (right to buy) | |
| Larry G. Swets | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Mar 2014 | 16,330 | 16,330 | - | - | Option (right to buy) | |
| Hassan Baqar | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Mar 2014 | 16,330 | 16,330 | - | - | Option (right to buy) | |
| John S. Hill | Vice President and CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Mar 2014 | 10,778 | 10,778 | - | - | Option (right to buy) | |
| Dean Stroud | Other | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Mar 2014 | 21,882 | 21,882 | - | - | Option (right to buy) | |
| Douglas N. Raucy | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Feb 2014 | 66,066 | 66,066 | - | - | Option (right to buy) | |
| Douglas N. Raucy | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Feb 2014 | 65,321 | 65,321 | - | - | Option (right to buy) | |
| Gordon G. Pratt | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Jan 2014 | 80,000 | 80,000 | - | - | Series A Convertible Preferred Stock and Right to Warrants | |
| Gordon G. Pratt | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Jan 2014 | 16,330 | 16,330 | - | - | Option (right to buy) |